SEC Form 4 · accession 0000707179-17-000195
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kendra L Vanzo
Officer — ASSOC ENGAGEMENT & INTEGRATION
Period of report
Oct 20, 2017
Accepted (ET)
Oct 24, 2017 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 40,069 | D | ||
| COMMON STOCKF5 | holding | — | — | — | 2,131 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 5,116 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F2 | $18.60 | Oct 20, 2017 | P | 14 | A | — | — | COMMON STOCK | 14 | 3,152 | D |
Explanation of responses
- F1Includes 16,500 restricted stock units, 3,709 restricted stock shares and 19,860 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F3KSOP Shares updated to include current balance.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares held with a broker.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.