SEC Form 4 · accession 0000707179-17-000183
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Jones
Officer — CHAIRMAN AND CEO · Director · 10% Owner
Period of report
Sep 15, 2017
Accepted (ET)
Oct 12, 2017 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 15, 2017 | J | 61 | $16.5899 | A | 7,881 | D | |
| COMMON STOCKF5 | Sep 15, 2017 | J | 677 | $16.5899 | A | 290,654 | D | |
| COMMON STOCKF2 | holding | — | — | — | 68,505 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 3,432 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 14,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6 | $16.40 | Sep 15, 2017 | J | 482 | A | — | — | COMMON STOCK | 482 | 61,226 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 49,000 | 49,000 | D |
Explanation of responses
- F1Old National Bancorp Employee Stock Purchase Plan.
- F2Shares held with a broker.
- F3KSOP balance updated based upon current data.
- F4Shares held in Oltrust FBO Robert and Lisa Jones.
- F5Includes 203,600 restricted stock units and 87,054 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.