SEC Form 4 · accession 0000707179-17-000182
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daugherty Julie Williams
Officer — CHIEF ADMINISTRATIVE OFFICER
Period of report
Sep 15, 2017
Accepted (ET)
Oct 12, 2017 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 15, 2017 | J | 13 | $16.5899 | A | 1,657 | D | |
| COMMON STOCKF1 | Sep 29, 2017 | L | 17 | $17.385 | A | 1,674 | D | |
| COMMON STOCK | Jul 5, 2017 | L | 26 | $17.55 | A | 37,773 | D | |
| COMMON STOCK | Aug 7, 2017 | L | 27 | $16.525 | A | 37,800 | D | |
| COMMON STOCK | Sep 5, 2017 | L | 28 | $16.25 | A | 37,827 | D | |
| COMMON STOCKF2 | Sep 15, 2017 | J | 138 | $16.5899 | A | 37,965 | D | |
| COMMON STOCKF3 | holding | — | — | — | 3,331 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F5 | $16.40 | Sep 15, 2017 | J | 2 | A | — | — | COMMON STOCK | 2 | 253 | D |
Explanation of responses
- F1Old National Bancorp Employee Stock Purchase Plan.
- F2Includes 16,500 restricted stock units, 3,709 restricted stock shares and 17,756 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Held with a broker.
- F5Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.