SEC Form 4 · accession 0000707179-17-000103
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Kamin
Officer — CHIEF INFORMATION OFFICER
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF4 | Mar 15, 2017 | J | 60 | $17.9725 | A | 8,332 | D | |
| COMMON STOCKF2 | holding | — | — | — | 47,058 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 3,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF5,F1 | $17.10 | May 5, 2017 | P | 24 | A | — | — | COMMON STOCK | 24 | 3,834 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 24,750 restricted stock units, 5,501 restricted stock shares and 16,807 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Old National Bancorp Employee Stock Purchase Plan
- F4Shares held with a broker.
- F5Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.