SEC Form 4 · accession 0000707179-17-000062
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kendra L Vanzo
Officer — ASSOC ENGAGEMENT & INTEGRATION
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 9:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF5 | holding | — | — | — | 2,131 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 5,047 | I | ONB KSOP | |
| COMMON STOCKF1 | holding | — | — | — | 43,869 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F2 | $18.425 | Mar 3, 2017 | P | 200 | A | — | — | COMMON STOCK | 200 | 2,604 | D |
Explanation of responses
- F1Includes 21,000 restricted stock units, 5,417 restricted stock shares and 17,452 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F3KSOP Shares updated to include current balance.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares held with a broker.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.