SEC Form 4 · accession 0000707179-17-000051
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joan Kissel
Officer — CORPORATE CONTROLLER
Period of report
Feb 24, 2017
Accepted (ET)
Feb 27, 2017 · 9:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF4 | holding | — | — | — | 32,108 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 1,644 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF5,F3,F2 | $18.70 | Feb 24, 2017 | J | 874 | A | — | — | COMMON STOCK | 874 | 877 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F3Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F4Includes 14,625 restricted stock units, 3,876 restricted stock shares and 13,608 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F5An investment in the ONB Stock Fund under the Directors Deferred Compensation Plan (the "Plan") represents the cash value of an equivalent number of shares of ONB common stock. Reporting person elected to transfer asome of her investment in the ONB Stock Fund to an alternative investment fund under the Plan. Investments in the Plan are payable in cash following termination of the reporting person's service as an employee of ONB and following certain other events related to the reporting person.