SEC Form 4 · accession 0000707179-17-000022
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phelps L Lambert
Director
Period of report
Dec 15, 2016
Accepted (ET)
Jan 11, 2017 · 9:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF5 | holding | — | — | — | 124,429 | D | ||
| COMMON STOCKF5 | holding | — | — | — | 11,764 | I | SPOUSE - CAROL M LAMBERT | |
| COMMON STOCKF1 | holding | — | — | — | 1,000 | I | SPOUSE - CAROL M LAMBERT | |
| COMMON STOCKF3 | holding | — | — | — | 1,000 | I | HENDERSON DUPLICATE BRIDGE CLUB INC | |
| COMMON STOCKF1 | holding | — | — | — | 18,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF2,F4 | $18.00 | Dec 15, 2016 | J | 147 | A | — | — | COMMON STOCK | 147 | 20,538 | D |
Explanation of responses
- F1Held in an IRA with a broker
- F2Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F3The reporting person is a director of the corporation which owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F5Shares held with a broker.