SEC Form 4/A · accession 0000707179-17-000011
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daugherty Julie Williams
Officer — CHIEF ADMINISTRATIVE OFFICER
Period of report
Nov 7, 2016
Accepted (ET)
Jan 10, 2017 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 15, 2016 | J | 14 | $13.80 | A | 1,566 | D | |
| COMMON STOCKF1 | Dec 30, 2016 | L | 17 | $17.2425 | A | 1,584 | D | |
| COMMON STOCK | Nov 7, 2016 | L | 30 | $14.7561 | A | 33,963 | D | |
| COMMON STOCK | Dec 5, 2016 | L | 26 | $17.2429 | A | 33,989 | D | |
| COMMON STOCKF2 | Dec 15, 2016 | J | 108 | $18.0395 | A | 34,097 | D | |
| COMMON STOCKF3 | holding | — | — | — | 3,286 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F5 | $18.00 | Dec 15, 2016 | J | 1 | A | — | — | COMMON STOCK | 1 | 149 | D |
Explanation of responses
- F1Old National Bancorp Employee Stock Purchase Plan.
- F2Includes 15,375 restricted stock units, 3,542 restricted stock shares and 15,180 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Held with a broker.
- F5Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.