SEC Form 4 · accession 0000707179-17-000004
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kendra L Vanzo
Officer — ASSOC ENGAGEMENT & INTEGRATION
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 15, 2016 | J | 125 | $18.0395 | A | 36,369 | D | |
| COMMON STOCKF4 | Dec 15, 2016 | J | 4 | $18.0395 | A | 632 | D | |
| COMMON STOCKF5 | holding | — | — | — | 2,131 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 5,047 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F2 | $18.15 | Dec 30, 2016 | P | 17 | A | — | — | COMMON STOCK | 17 | 2,292 | D |
Explanation of responses
- F1Includes 15,375 restricted stock units, 3,542 restricted stock shares and 17,452 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F3KSOP Shares updated to include current balance.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares held with a broker.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.