SEC Form 4 · accession 0000707179-16-000409
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J Evernham
Officer — EXEC VP - WEALTH MANAGEMENT
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | holding | — | — | — | 28,321 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 389 | I | ONB KSOP | |
| COMMON STOCKF5 | holding | — | — | — | 67 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF3,F4 | $18.00 | Dec 15, 2016 | J | 3 | A | — | — | COMMON STOCK | 3 | 446 | D |
| PHANTOM STOCKF3,F4 | $17.80 | Dec 16, 2016 | P | 11 | A | — | — | COMMON STOCK | 11 | 457 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Includes 13,875 restricted stock units, 3,376 restricted stock shares and 11,070 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F4Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F5Old National Bancorp Employee Stock Purchase Plan