SEC Form 4 · accession 0000707179-16-000402
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Jones
Officer — CHAIRMAN AND CEO · Director · 10% Owner
Period of report
Nov 25, 2016
Accepted (ET)
Nov 28, 2016 · 9:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 25, 2016 | S | 20,008 | $17.415 | D | 273,494 | D | |
| COMMON STOCKF2 | holding | — | — | — | 68,505 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 3,266 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 14,180 | D | ||
| COMMON STOCKF5 | holding | — | — | — | 7,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 59,100 | 59,100 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 70,000 | 70,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 49,000 | 49,000 | D |
| PHANTOM STOCKF6 | $13.67 | holding | — | — | — | — | — | COMMON STOCK | 560 | 59,432 | D |
Explanation of responses
- F1Includes 199,245 restricted stock units and 74,249 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Shares held with a broker.
- F3KSOP balance updated based upon current data.
- F4Shares held in Oltrust FBO Robert and Lisa Jones.
- F5Old National Bancorp Employee Stock Purchase Plan.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.