SEC Form 4 · accession 0000707179-16-000397
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Kissel
Officer — CORPORATE CONTROLLER
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF4 | holding | — | — | — | 24,511 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 1,586 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF3,F2 | $17.30 | Nov 18, 2016 | P | 46 | A | — | — | COMMON STOCK | 46 | 1,473 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F3Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F4Includes 9,000 restricted stock units, 2,001 restricted stock shares and 13,510 shares of common stock. Fractional amounts have been rounded to the nearest whole number.