SEC Form 4 · accession 0000707179-16-000394
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Sandgren
Officer — CHIEF BANKING OFFICER
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Nov 14, 2016 | F | 5,481 | $17.00 | D | 65,037 | D | |
| COMMON STOCKF3 | Nov 14, 2016 | F | 474 | $17.00 | D | 64,563 | D | |
| COMMON STOCKF3 | Nov 14, 2016 | M | 7,000 | $13.31 | A | 71,563 | D | |
| COMMON STOCKF1 | holding | — | — | — | 5,236 | I | ONB KSOP | |
| COMMON STOCKF2 | holding | — | — | — | 3,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $13.31 | Nov 14, 2016 | M | 7,000 | D | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 7,000 | 0 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 12,000 | 12,000 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Old National Bancorp Employee Stock Purchase Plan.
- F3An ONB stock option was exercised for 7,000 shares by a stock swap. As a result, the reporting person acquired an additional 1,045 shares of ONB common stock. 474 shares were sold to pay withholding taxes.