SEC Form 4 · accession 0000707179-16-000392
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine E White
Director
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 8:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 1,243 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 1,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF3,F2 | $14.39 | Nov 4, 2016 | A | 1,216 | A | — | — | COMMON STOCK | 1,216 | 2,567 | D |
Explanation of responses
- F1Shares held with a broker.
- F2Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F3Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.