SEC Form 4 · accession 0000707179-16-000379
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kendra L Vanzo
Officer — ASSOC ENGAGEMENT & INTEGRATION
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | holding | — | — | — | 628 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 2,131 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 4,868 | I | ONB KSOP | |
| COMMON STOCKF1 | holding | — | — | — | 36,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F5 | $14.35 | Nov 4, 2016 | P | 21 | A | — | — | COMMON STOCK | 21 | 2,206 | D |
Explanation of responses
- F1Includes 15,375 restricted stock units, 3,542 restricted stock shares and 17,489 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Old National Bancorp Employee Stock Purchase Plan.
- F3Shares held with a broker.
- F4KSOP Shares updated to include current balance.
- F5Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.