SEC Form 4 · accession 0000707179-16-000369
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Candice J Rickard
Officer — CHIEF RISK OFFICER-EVP
Period of report
Jul 5, 2016
Accepted (ET)
Oct 21, 2016 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 5, 2016 | L | 8 | $12.17 | A | 57,950 | D | |
| COMMON STOCK | Aug 5, 2016 | L | 7 | $13.62 | A | 57,957 | D | |
| COMMON STOCK | Sep 6, 2016 | L | 7 | $14.08 | A | 57,964 | D | |
| COMMON STOCK | Sep 16, 2016 | J | 269 | $13.80 | A | 58,233 | D | |
| COMMON STOCKF2 | Oct 5, 2016 | L | 7 | $14.03 | A | 58,240 | D | |
| COMMON STOCKF1 | holding | — | — | — | 4,463 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 12,300 | 12,300 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 12,000 | 12,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 7,000 | 7,000 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Includes 24,000 restricted stock units, 5,418 restricted stock shares and 28,822 shares of common stock. Fractional amounts have been rounded to the nearest whole number.