SEC Form 4 · accession 0000707179-16-000364
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Jones
Officer — PRESIDENT AND CEO · Director
Period of report
Sep 16, 2016
Accepted (ET)
Oct 21, 2016 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 16, 2016 | J | 880 | $13.80 | A | 293,502 | D | |
| COMMON STOCKF4 | Sep 16, 2016 | J | 71 | $13.80 | A | 7,652 | D | |
| COMMON STOCKF6 | holding | — | — | — | 68,505 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 3,266 | I | ONB KSOP | |
| COMMON STOCKF5 | holding | — | — | — | 14,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF7,F1 | $13.67 | Sep 16, 2016 | J | 560 | A | — | — | COMMON STOCK | 560 | 59,432 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 59,100 | 59,100 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 70,000 | 70,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 49,000 | 49,000 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 199,245 restricted stock units and 94,257 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares held in Oltrust FBO Robert and Lisa Jones.
- F6Shares held with a broker.
- F7Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.