SEC Form 4 · accession 0000707179-16-000351
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Wolking
Officer — SEVP - CAPITAL MARKETS
Period of report
Oct 7, 2016
Accepted (ET)
Oct 12, 2016 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF6 | holding | — | — | — | 1,600 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 96,039 | D | ||
| COMMON STOCK | holding | — | — | — | 535 | I | GAIL S WOLKING - SPOUSE | |
| COMMON STOCKF5 | holding | — | — | — | 2,733 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 7,984 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 1,192 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 1,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF7,F1 | $14.14 | Oct 7, 2016 | P | 5 | A | — | — | COMMON STOCK | 5 | 5,720 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 19,600 | 19,600 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 25,000 | 25,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 15,000 | 15,000 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 42,000 restricted stock units, 9,500 restricted stock shares and 44,539 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares held with a broker.
- F6Shares held with ONB Investments
- F7Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.