SEC Form 4 · accession 0000707179-16-000344
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Kamin
Officer — CHIEF INFORMATION OFFICER
Period of report
Sep 23, 2016
Accepted (ET)
Sep 26, 2016 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 16, 2016 | J | 125 | $13.8017 | A | 42,864 | D | |
| COMMON STOCKF4 | Sep 19, 2016 | J | 77 | $13.8041 | A | 8,213 | D | |
| COMMON STOCKF3 | holding | — | — | — | 3,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF5,F1 | $13.67 | Sep 16, 2016 | J | 29 | A | — | — | COMMON STOCK | 29 | 3,093 | D |
| PHANTOM STOCKF5,F1 | $13.99 | Sep 23, 2016 | P | 29 | A | — | — | COMMON STOCK | 29 | 3,122 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 24,000 restricted stock units, 5,418 restricted stock shares and 13,446 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Old National Bancorp Employee Stock Purchase Plan
- F4Shares held with a broker.
- F5Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.