SEC Form 4 · accession 0000707179-16-000241
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Jones
Officer — PRESIDENT AND CEO · Director
Period of report
Mar 15, 2016
Accepted (ET)
Apr 5, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF8 | Feb 26, 2016 | D | 74,994 | $11.38 | D | 290,677 | D | |
| COMMON STOCKF1 | Mar 15, 2016 | J | 993 | $11.97 | A | 291,670 | D | |
| COMMON STOCKF5 | Mar 15, 2016 | J | 75 | $11.97 | A | 6,995 | D | |
| COMMON STOCKF5 | Mar 31, 2016 | L | 259 | $11.58 | A | 7,254 | D | |
| COMMON STOCKF2 | holding | — | — | — | 68,505 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 3,266 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 14,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F7 | $11.90 | Mar 15, 2016 | J | 630 | A | — | — | COMMON STOCK | 630 | 58,272 | D |
| EMPLOYEE STOCK OPTION | $21.65 | holding | — | — | — | Feb 1, 2007 | Feb 24, 2016 | COMMON STOCK | 45,900 | 45,900 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 59,100 | 59,100 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 70,000 | 70,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 49,000 | 49,000 | D |
Explanation of responses
- F1Includes 199,245 restricted stock units and 92,425 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Shares held with a broker.
- F3KSOP balance updated based upon current data.
- F4Shares held in Oltrust FBO Robert and Lisa Jones.
- F5Old National Bancorp Employee Stock Purchase Plan.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F7Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F8The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.