SEC Form 4 · accession 0000707179-16-000240
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daugherty Julie Williams
Officer — CHIEF ADMINISTRATIVE OFFICER
Period of report
Apr 4, 2016
Accepted (ET)
Apr 5, 2016 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 15, 2016 | J | 14 | $11.97 | A | 1,274 | D | |
| COMMON STOCKF1 | Mar 31, 2016 | L | 117 | $11.58 | A | 1,391 | D | |
| COMMON STOCK | Feb 1, 2016 | D | 1,750 | $11.67 | D | 38,285 | D | |
| COMMON STOCK | Feb 1, 2016 | F | 1,102 | $11.67 | A | 39,387 | D | |
| COMMON STOCK | Feb 26, 2016 | D | 6,000 | $11.38 | D | 33,387 | D | |
| COMMON STOCKF2 | Mar 15, 2016 | J | 157 | $11.97 | A | 33,545 | D | |
| COMMON STOCKF3 | holding | — | — | — | 3,169 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F5 | $11.90 | Mar 15, 2016 | J | 1 | A | — | — | COMMON STOCK | 42 | 42 | D |
| PHANTOM STOCKF6,F5 | $12.16 | Apr 4, 2016 | P | 104 | A | — | — | COMMON STOCK | 104 | 145 | D |
Explanation of responses
- F1Old National Bancorp Employee Stock Purchase Plan.
- F2Includes 15,375 restricted stock units, 3,542 restricted stock shares and 14,628 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Held with a broker.
- F5Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.