SEC Form 4 · accession 0000707179-16-000225
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Wolking
Officer — SEVP - CFO
Period of report
Mar 24, 2016
Accepted (ET)
Mar 29, 2016 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF4 | Mar 15, 2016 | J | 12 | $11.97 | A | 1,128 | D | |
| COMMON STOCK | Feb 1, 2016 | D | 4,667 | $11.67 | D | 114,591 | D | |
| COMMON STOCKF9 | Feb 1, 2016 | F | 2,941 | $11.67 | A | 117,532 | D | |
| COMMON STOCKF8 | Feb 26, 2016 | D | 15,000 | $11.38 | D | 102,532 | D | |
| COMMON STOCKF2 | Mar 15, 2016 | J | 3 | $11.97 | A | 102,535 | D | |
| COMMON STOCK | holding | — | — | — | 535 | I | GAIL S WOLKING - SPOUSE | |
| COMMON STOCKF5 | holding | — | — | — | 2,733 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 7,984 | I | ONB KSOP | |
| COMMON STOCKF6 | holding | — | — | — | 1,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF7,F1 | $11.90 | Mar 15, 2016 | J | 59 | A | — | — | COMMON STOCK | 59 | 5,442 | D |
| PHANTOM STOCKF7,F1 | $11.88 | Mar 24, 2016 | P | 6 | A | — | — | COMMON STOCK | 6 | 5,447 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 19,600 | 19,600 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 25,000 | 25,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 15,000 | 15,000 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 57,000 restricted stock units, 14,167 restricted stock shares and 50,788 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares held with a broker.
- F6Shares held with ONB Investments
- F7Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F8The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.
- F9Vesting of one-third service based restricted stock net of applicable withholding taxes.