SEC Form 4 · accession 0000707179-16-000224
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Kissel
Officer — CORPORATE CONTROLLER
Period of report
Mar 24, 2016
Accepted (ET)
Mar 29, 2016 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 1, 2016 | D | 1,125 | $11.67 | D | 27,525 | D | |
| COMMON STOCKF5 | Feb 1, 2016 | F | 707 | $11.67 | A | 28,232 | D | |
| COMMON STOCKF6 | Feb 26, 2016 | D | 4,125 | $11.38 | D | 24,107 | D | |
| COMMON STOCKF1 | Mar 15, 2016 | J | 142 | $11.97 | A | 24,249 | D | |
| COMMON STOCKF2 | holding | — | — | — | 1,586 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF4,F3 | $11.90 | Mar 15, 2016 | J | 2 | A | — | — | COMMON STOCK | 2 | 197 | D |
| PHANTOM STOCKF4,F3 | $11.88 | Mar 24, 2016 | P | 33 | A | — | — | COMMON STOCK | 33 | 230 | D |
Explanation of responses
- F1Includes 9,000 restricted stock units, 2,001 restricted stock shares and 13,248 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2KSOP balance updated based upon current data.
- F3Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F4Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F5Vesting of one-third service based restricted stock net of applicable withholding taxes.
- F6The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.