SEC Form 4 · accession 0000707179-16-000178
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Wolking
Officer — SEVP - CFO
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 15, 2015 | J | 2 | $13.831 | A | 99,258 | D | |
| COMMON STOCKF3 | Sep 30, 2015 | L | 45 | $13.2335 | A | 1,060 | D | |
| COMMON STOCKF3 | Dec 15, 2015 | J | 9 | $13.831 | A | 1,069 | D | |
| COMMON STOCKF3 | Dec 31, 2015 | L | 47 | $12.882 | A | 1,116 | D | |
| COMMON STOCK | holding | — | — | — | 535 | I | GAIL S WOLKING - SPOUSE | |
| COMMON STOCKF6 | holding | — | — | — | 2,733 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 7,858 | I | ONB KSOP | |
| COMMON STOCKF7 | holding | — | — | — | 1,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF4,F5 | $13.80 | Dec 15, 2015 | J | 43 | A | — | — | COMMON STOCK | 43 | 4,947 | D |
| PHANTOM STOCKF4,F5 | $13.14 | Jan 4, 2016 | P | 5 | A | — | — | COMMON STOCK | 5 | 4,952 | D |
| EMPLOYEE STOCK OPTION | $21.65 | holding | — | — | — | Feb 1, 2007 | Feb 24, 2016 | COMMON STOCK | 15,500 | 15,500 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 19,600 | 19,600 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 25,000 | 25,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 15,000 | 15,000 | D |
Explanation of responses
- F1Includes 42,000 restricted stock units, 9,167 restricted stock shares and 48,091 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2KSOP balance updated based upon current data.
- F3Old National Bancorp Employee Stock Purchase Plan.
- F4Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F5Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F6Shares held with a broker.
- F7Shares held with ONB Investments