SEC Form 4 · accession 0000707179-15-000045
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Wolking
Officer — SEVP - CFO
Period of report
Feb 2, 2015
Accepted (ET)
Mar 11, 2015 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | D | 4,667 | $13.41 | D | 106,143 | D | |
| COMMON STOCKF8 | Feb 2, 2015 | F | 2,941 | $13.41 | A | 109,084 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 13,500 | $14.09 | D | 95,584 | D | |
| COMMON STOCKF9,F1 | Feb 26, 2015 | F | 4,761 | $14.09 | A | 100,345 | D | |
| COMMON STOCK | holding | — | — | — | 535 | I | GAIL S WOLKING - SPOUSE | |
| COMMON STOCKF6 | holding | — | — | — | 2,733 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 7,735 | I | ONB KSOP | |
| COMMON STOCKF7 | holding | — | — | — | 1,200 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $21.65 | holding | — | — | — | Feb 1, 2007 | Feb 24, 2016 | COMMON STOCK | 15,500 | 15,500 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 19,600 | 19,600 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 25,000 | 25,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 15,000 | 15,000 | D |
| PHANTOM STOCKF5,F4 | $12.96 | holding | — | — | — | — | — | COMMON STOCK | 37 | 4,718 | D |
Explanation of responses
- F1Includes 42,000 restricted stock units, 9,167 restricted stock shares and 49,178 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2KSOP balance updated based upon current data.
- F3Old National Bancorp Employee Stock Purchase Plan.
- F4Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F5Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F6Shares held with a broker.
- F7Shares held with ONB Investments
- F8Vesting of one-third service based restricted stock net of applicable withholding taxes.
- F9The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.