SEC Form 4 · accession 0000707179-15-000044
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kendra L Vanzo
Officer — ASSOC ENGAGEMENT & INTEGRATION
Period of report
Feb 2, 2015
Accepted (ET)
Mar 11, 2015 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | D | 1,667 | $13.41 | D | 36,330 | D | |
| COMMON STOCKF7 | Feb 2, 2015 | F | 1,057 | $13.41 | A | 37,387 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 4,500 | $14.09 | D | 32,887 | D | |
| COMMON STOCKF8,F1 | Feb 11, 2015 | F | 1,461 | $14.09 | A | 34,348 | D | |
| COMMON STOCKF5 | holding | — | — | — | 589 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 1,131 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 4,716 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF6,F3 | — | holding | — | — | — | — | — | COMMON STOCK | 1,775 | 1,775 | D |
Explanation of responses
- F1Includes 15,750 restricted stock units, 3,417 restricted stock shares and 15,181 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2KSOP Shares updated to include current balance.
- F3Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F4Shares held with a broker.
- F5Old National Bancorp Employee Stock Purchase Plan.
- F6Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F7Vesting of one-third service based restricted stock net of applicable withholding taxes.
- F8The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.