SEC Form 4 · accession 0000707179-15-000043
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Sandgren
Officer — CHIEF BANKING OFFICER
Period of report
Feb 2, 2015
Accepted (ET)
Mar 11, 2015 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | D | 2,166 | $13.41 | D | 59,264 | D | |
| COMMON STOCKF4 | Feb 2, 2015 | F | 1,375 | $13.41 | A | 60,639 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 4,500 | $14.09 | D | 56,139 | D | |
| COMMON STOCKF5,F3 | Feb 26, 2015 | F | 1,508 | $14.09 | A | 57,647 | D | |
| COMMON STOCKF1 | holding | — | — | — | 5,073 | I | ONB KSOP | |
| COMMON STOCKF2 | holding | — | — | — | 2,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 12,000 | 12,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 7,000 | 7,000 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Old National Bancorp Employee Stock Purchase Plan.
- F3Includes 28,500 restricted stock units, 7,001 restricted stock shares and 22,146 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F4Vesting of one-third service based restricted stock net of applicable withholding taxes.
- F5The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.