SEC Form 4 · accession 0000707179-15-000041
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Candice J Rickard
Officer — CHIEF RISK OFFICER-EVP
Period of report
Feb 2, 2015
Accepted (ET)
Mar 11, 2015 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | D | 2,250 | $13.41 | D | 56,100 | D | |
| COMMON STOCKF3 | Feb 2, 2015 | F | 1,372 | $13.41 | A | 57,472 | D | |
| COMMON STOCK | Feb 5, 2015 | L | 7 | $13.67 | A | 57,479 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 5,250 | $14.09 | D | 52,229 | D | |
| COMMON STOCKF4,F1 | Feb 26, 2015 | F | 1,638 | $14.09 | A | 53,867 | D | |
| COMMON STOCKF2 | holding | — | — | — | 4,324 | I | ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 12,300 | 12,300 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 12,000 | 12,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 7,000 | 7,000 | D |
Explanation of responses
- F1Includes 23,250 restricted stock units, 5,251 restricted stock shares and 25,366 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2KSOP balance updated based upon current data.
- F3Vesting of one-third service based restricted stock net of applicable withholding taxes.
- F4The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.