SEC Form 4 · accession 0000707179-15-000037
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Kamin
Officer — CHIEF INFORMATION OFFICER
Period of report
Feb 2, 2015
Accepted (ET)
Mar 11, 2015 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | D | 2,917 | $13.41 | A | 46,575 | D | |
| COMMON STOCKF6 | Feb 2, 2015 | F | 1,838 | $13.41 | A | 48,413 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 7,500 | $14.09 | D | 40,913 | D | |
| COMMON STOCKF7,F2 | Feb 26, 2015 | F | 2,540 | $14.09 | A | 43,453 | D | |
| COMMON STOCKF3 | holding | — | — | — | 1,898 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 7,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF1,F5 | $14.09 | Feb 27, 2015 | P | 19 | A | — | — | COMMON STOCK | 19 | 1,597 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 27,001 restricted stock units, 5,667 restricted stock shares and 10,785 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Old National Bancorp Employee Stock Purchase Plan
- F4Shares held with a broker.
- F5Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F6Vesting of one-third service based restricted stock net of applicable withholding taxes.
- F7The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.