SEC Form 4 · accession 0000707179-15-000035
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline J Ellspermann
Officer — PRESIDENT - WEALTH MANAGEMENT
Period of report
Feb 2, 2015
Accepted (ET)
Mar 11, 2015 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | D | 2,917 | $13.41 | D | 58,427 | D | |
| COMMON STOCKF7 | Feb 2, 2015 | F | 1,838 | $13.41 | A | 60,265 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 7,500 | $14.09 | D | 52,765 | D | |
| COMMON STOCKF6,F1 | Feb 26, 2015 | F | 2,516 | $14.09 | A | 55,281 | D | |
| COMMON STOCK | Feb 26, 2015 | D | 500 | $13.41 | D | 12,500 | I | KENNETH ELLSPERMAN |
| COMMON STOCKF6 | Feb 26, 2015 | F | 315 | $14.09 | A | 12,815 | I | KENNETH ELLSPERMAN |
| COMMON STOCKF2 | holding | — | — | — | 1,444 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 6,337 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 5,186 | I | CAROLINE ELLSPERMAN - ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 5,600 | I | KENNETH ELLSPERMAN - ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTIONF5 | $21.65 | holding | — | — | — | Feb 1, 2007 | Feb 24, 2016 | COMMON STOCK | 8,700 | 8,700 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 12,300 | 12,300 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 12,000 | 12,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 7,000 | 7,000 | D |
| EMPLOYEE STOCK OPTIONF5 | $20.43 | holding | — | — | — | Dec 31, 2004 | Feb 2, 2014 | COMMON STOCK | 1,470 | 1,470 | I |
Explanation of responses
- F1Includes 27,001 restricted stock units, 5,667 restricted stock shares and 22,613 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Registered as Caroline Ellspermann IRA - held by broker.
- F3Registered as joint tenants - Kenneth and Caroline Ellspermann - held by broker.
- F4KSOP Shares updated to include current balance.
- F5Immediately exercisable.
- F6The original shares granted were decreased based upon the final determination of the satisfaction of the performance factors described in the Old National Bancorp 2008 Incentive Compensation Plan Performance Share Award Agreement.
- F7Vesting of one-third service based restricted stock net of applicable withholding taxes.