SEC Form 4 · accession 0000707179-15-000028
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Wolking
Officer — SEVP - CFO
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 30, 2014 | G | 1,000 | $0.00 | D | 92,810 | D | |
| COMMON STOCKF2 | Jan 22, 2015 | A | 18,000 | $14.14 | A | 110,810 | D | |
| COMMON STOCKF3 | holding | — | — | — | 7,735 | I | ONB KSOP | |
| COMMON STOCK | holding | — | — | — | 535 | I | GAIL S WOLKING - SPOUSE | |
| COMMON STOCKF7 | holding | — | — | — | 2,733 | D | ||
| COMMON STOCKF8 | holding | — | — | — | 1,200 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $21.65 | holding | — | — | — | Feb 1, 2007 | Feb 24, 2016 | COMMON STOCK | 15,500 | 15,500 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 19,600 | 19,600 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 25,000 | 25,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 15,000 | 15,000 | D |
| PHANTOM STOCKF6,F5 | $12.96 | holding | — | — | — | — | — | COMMON STOCK | 37 | 4,718 | D |
Explanation of responses
- F1Includes 42,000 restricted stock units, 9,334 restricted stock shares and 41,476 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Includes 55,500 restricted stock units, 13,834 restricted stock shares and 41,476 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3KSOP balance updated based upon current data.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F6Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F7Shares held with a broker.
- F8Shares held with ONB Investments