SEC Form 4 · accession 0000707179-15-000020
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline J Ellspermann
Officer — PRESIDENT - WEALTH MANAGEMENT
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 22, 2015 | A | 11,000 | $14.14 | A | 61,344 | D | |
| COMMON STOCKF5 | Jan 22, 2015 | A | 7,000 | $14.14 | A | 13,000 | D | |
| COMMON STOCKF2 | holding | — | — | — | 1,444 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 6,337 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 5,186 | I | CAROLINE ELLSPERMAN - ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 5,600 | I | KENNETH ELLSPERMAN - ONB KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTIONF6 | $21.65 | holding | — | — | — | Feb 1, 2007 | Feb 24, 2016 | COMMON STOCK | 8,700 | 8,700 | D |
| EMPLOYEE STOCK OPTION | $18.43 | holding | — | — | — | Jan 25, 2008 | Jan 25, 2017 | COMMON STOCK | 12,300 | 12,300 | D |
| EMPLOYEE STOCK OPTION | $15.29 | holding | — | — | — | Feb 1, 2009 | Jan 24, 2018 | COMMON STOCK | 12,000 | 12,000 | D |
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 7,000 | 7,000 | D |
| EMPLOYEE STOCK OPTIONF6 | $20.43 | holding | — | — | — | Dec 31, 2004 | Feb 2, 2014 | COMMON STOCK | 1,470 | 1,470 | I |
Explanation of responses
- F1Includes 34,501 restricted stock units, 8,584 restricted stock shares and 18,259 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Registered as Caroline Ellspermann IRA - held by broker.
- F3Registered as joint tenants - Kenneth and Caroline Ellspermann - held by broker.
- F4KSOP Shares updated to include current balance.
- F5Kenneth Ellspermann performance based restricted stock grant.
- F6Immediately exercisable.