SEC Form 5 · accession 0000706863-16-000058
UNION BANKSHARES INC · UNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan F Hovey Mercia
10% Owner · Other
Period of report
Dec 31, 2015
Accepted (ET)
Jan 19, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | J | 422,908 | $0.00 | D | 0 | I | Sole Trustee and beneficiary Genevieve L. Hovey Trust |
| Common Stock | Jan 14, 2015 | J | 1,897 | $0.00 | D | 0 | D | |
| Common Stock | Jan 14, 2015 | J | 213,351 | $0.00 | A | 218,634 | I | Settlor, Trustee and beneficiary S.H. Mercia Trust |
| Common Stock | holding | — | — | — | 173,625 | I | Co-Trustee and beneficiary Susan Hovey Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1211,454 shares were distributed to the S.H. Mercia Trust and 211,454 shares (that Ms. Mercia previously disclaimed beneficial ownership as she did not have a pecuniary interest) were distributed to an adult family member not living in Ms. Mercia's household.
- F2Shares transferred to the S.H. Mercia Trust
- F3Increase in shares reflects 211,454 shares distributed from the Genevieve L. Hovey Trust and the transfer of 1,897 shares that were previously directly owned by Ms. Mercia.