SEC Form 4 · accession 0001140361-15-026146
NATIONAL WESTERN LIFE INSURANCE CO · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Christopher Johnson
Officer — Sr. VP Chief Marketing Officer
Period of report
Jun 29, 2015
Accepted (ET)
Jul 1, 2015 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 29, 2015 | M | 800 | $114.64 | A | 0 | D | |
| Class A Common Stock | Jun 29, 2015 | D | 800 | $240.12 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $114.64 | Jun 29, 2015 | M | 800 | D | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 800 | 0 | D |
| Stock Appreciation RightsF1 | $210.22 | holding | — | — | — | Dec 11, 2016 | Dec 11, 2023 | Class A Common Stock | 1,000 | 0 | D |
| Stock Appreciation RightsF1 | $132.56 | holding | — | — | — | Dec 14, 2014 | Dec 14, 2021 | Class A Common Stock | 1,000 | 0 | D |
| Stock Appreciation RightsF1 | $114.64 | holding | — | — | — | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 200 | 0 | D |
| Non Qualified Stock OptionsF2 | $255.13 | holding | — | — | — | Apr 18, 2011 | Apr 18, 2018 | Class A Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The SARs are exercisable as they vest. The SARs vest in five equal annual installments beginning on the Date Exercisable.
- F2The options are exercisable as they vest. The options vest in five equal annual installments beginning on the Date Exercisable.