SEC Form 4 · accession 0001733614-18-000003
UTAH MEDICAL PRODUCTS INC · UTMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul O Richins
Officer — Treasurer,Asst Secretary · Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | F | 501 | $94.90 | D | 23,591 | I | See note |
| Common Stock | Mar 19, 2018 | M | 938 | $50.72 | A | 24,529 | I | See note |
| Common StockF1 | Mar 21, 2018 | G | 100 | $94.95 | D | 24,429 | I | See note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF2 | $50.72 | Mar 19, 2018 | M | 938 | D | Apr 1, 2015 | May 5, 2024 | Common Stock | 938 | 62 | D |
Explanation of responses
- F11,245 shares held by spouse's IRA; 443 by sons; 500 by own IRA; 22,241 by the Richins Family Trust.
- F2Option vested 25% on 4/1/2015, and at an additional 6.25% on 7/1/2015 and the first day of each calendar quarter thereafter. Of shares exercised the most recent vesting date was 1/1/2018.