SEC Form 4 · accession 0000706688-18-000125
AARON'S INC · AAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy T Betty
Director
Period of report
Jun 19, 2015
Accepted (ET)
Aug 16, 2018 · 8:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2015 | P | 73 | $35.5551 | A | 34,874 | D | |
| Common Stock | Jul 27, 2015 | S | 24 | $34.81 | D | 34,850 | D | |
| Common Stock | Aug 11, 2015 | S | 22 | $37.166 | D | 34,828 | D | |
| Common Stock | Jan 12, 2016 | P | 4 | $22.2658 | A | 34,832 | D | |
| Common Stock | Feb 26, 2016 | P | 5 | $22.56 | A | 34,837 | D | |
| Common Stock | Feb 29, 2016 | P | 13 | $23.0866 | A | 34,850 | D | |
| Common Stock | Nov 3, 2016 | S | 8 | $25.0073 | D | 34,842 | D | |
| Common Stock | Dec 5, 2016 | S | 8 | $29.672 | D | 34,834 | D | |
| Common Stock | Jan 23, 2017 | P | 39 | $30.6427 | A | 34,873 | D | |
| Common Stock | Feb 9, 2017 | S | 19 | $29.882 | D | 34,854 | D | |
| Common Stock | Apr 4, 2017 | P | 24 | $29.548 | A | 34,878 | D | |
| Common Stock | Aug 26, 2017 | S | 37 | $45.27 | D | 34,841 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each of the transaction in Aaron's Inc. ("Aaron's") common stock reported on this Form 4 occurred due to inadvertent administrative errors by the reporting person's money manager, which resulted in trading in Aaron's common stock despite contrary written instructions provided by the reporting person.
- F2The reporting person's sale of Aaron's common stock reporting herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 18 shares, with the reporting person' purchase of 73 shares of Aaron's common stock at a price of $35.5551 per share on June 19, 2015 and, to the extent of 4 shares, with the reporting person's purchase of 4 shares of Aaron's common stock at a price of $22.2658 per share on January 12, 2016. The reporting person has paid Aaron's the full amount of the profit realized in connection with the short swing transaction ($88.61).
- F3The reporting person's sale of Aaron's common stock reporting herein was matchable under Section 16(b) of the Exchange Act, to the extent of 24 shares, with the reporting person' purchase of 24 shares of Aaron's common stock at a price of $29.548 per share on April 4, 2017. The reporting person has paid Aaron's the full amount of the profit realized in connection with the short swing transaction ($377.33).