SEC Form 5 · accession 0000706688-16-000230
AARON'S INC · AAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tristan J. Montanero
Officer — Sr. Vice President, Operations
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 17,477 | D | ||
| Common Stock | holding | — | — | — | 1,355 | I | By: 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $14.1067 | holding | — | — | — | Oct 16, 2012 | Oct 16, 2018 | Common Stock | 5,000 | 5,000 | D |
| Stock Options (Right to Buy) | $19.92 | holding | — | — | — | Feb 23, 2013 | Feb 23, 2020 | Common Stock | 3,750 | 3,750 | D |
| Stock Options (Right to Buy) | $19.92 | holding | — | — | — | Feb 23, 2014 | Feb 23, 2020 | Common Stock | 3,750 | 3,750 | D |
| Stock Options (Right to Buy) | $19.92 | holding | — | — | — | Feb 23, 2015 | Feb 23, 2020 | Common Stock | 3,750 | 3,750 | D |
| Stock Options (Right to Buy)F2 | $28.04 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2025 | Common Stock | 6,900 | 6,900 | D |
| Stock Options (Right to Buy) | $29.77 | holding | — | — | — | Feb 18, 2017 | Feb 18, 2024 | Common Stock | 5,728 | 5,728 | D |
Explanation of responses
- F1Included in the amount of securities beneficially owned following the transaction are 17,437 unvested restricted units.
- F2Option vests one-third each year over a three year period beginning on March 15, 2016.