SEC Form 5 · accession 0000706688-16-000218
AARON'S INC · AAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Cates
Officer — Senior Group VP
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,707 | D | ||
| Common Stock | holding | — | — | — | 4 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $28.04 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2025 | Common Stock | 4,800 | 4,800 | D |
| Stock Options (Right to Buy) | $29.77 | holding | — | — | — | Feb 18, 2017 | Feb 18, 2024 | Common Stock | 4,010 | 4,010 | D |
Explanation of responses
- F1Included in the amount of securities beneficially owned following the transaction are 7,707 unvested restricted units.
- F2Option vests one-third each year over a three year period beginning on March 15, 2016.