SEC Form 4 · accession 0001595334-17-000001
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathie A DeRuiter
Officer — Executive Vice President
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | S | 735 | $25.52 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 735 | D | ||
| Common StockF2 | holding | — | — | — | 9,936 | I | By SERP | |
| Common StockF3 | holding | — | — | — | 30,945 | I | By Benefit Plans (ESOP & Thrift) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for 245 shares received from 3:2 stock split of 10/31/2016
- F2Adjusted for 3,311 shares received from 3:2 stock split of 10/31/2016.
- F3Adjusted to include shares allocated to the reporting person's account since the date of the last ownership report filed by the reporting person. Includes adjustment for 13,025 shares received from 3:2 stock split of 10/31/2016.