SEC Form 4 · accession 0001595334-15-000006
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathie A DeRuiter
Officer — Executive Vie President
Period of report
Sep 1, 2015
Accepted (ET)
Sep 2, 2015 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | A | 2,250 | $12.33 | A | 8,398 | D | |
| Common Stock | Sep 1, 2015 | S | 2,250 | $23.55 | D | 6,148 | D | |
| Common Stock | holding | — | — | — | 6,624 | I | By SERP | |
| Common Stock | holding | — | — | — | 18,820 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $12.33 | Sep 1, 2015 | M | 2,250 | D | Sep 16, 2010 | Sep 16, 2015 | Common Stock | 2,250 | 0 | D |
Explanation of responses
- F1The option was granted on 09/16/2005 and vested in five equal installments beginning on the first anniversary of the date of grant.