SEC Form 4 · accession 0001595078-15-000007
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Rose
Officer — Executive Vice President
Period of report
Nov 2, 2015
Accepted (ET)
Nov 2, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | A | 3,500 | $9.91 | A | 5,865 | D | |
| Common Stock | Nov 2, 2015 | S | 3,500 | $26.28 | D | 2,365 | D | |
| Common Stock | holding | — | — | — | 80,624 | I | By ESOP | |
| Common Stock | holding | — | — | — | 28,166 | I | By SERP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $9.91 | Nov 2, 2015 | M | 3,500 | D | Sep 14, 2010 | Sep 14, 2015 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1The option was granted 09/14/2010 and vested in five equal installments beginning on the first anniversary of the date of grant.