SEC Form 4 · accession 0001276902-17-000001
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Secor
Officer — Executive Vice President
Period of report
Mar 21, 2017
Accepted (ET)
Mar 24, 2017 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2017 | A | 908 | $0.00 | A | 3,408 | D | |
| Common Stock | Mar 21, 2017 | F | 260 | $25.14 | D | 3,148 | D | |
| Common Stock | holding | — | — | — | 12,955 | I | By SERP | |
| Common StockF1 | holding | — | — | — | 4,861 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 8,440 | I | By Thrift |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $25.14 | Mar 21, 2017 | A | 1,873 | A | — | Mar 21, 2027 | Common Stock | 1,873 | 1,873 | D |
Explanation of responses
- F1Adjusted to include shares allocated to the reporting person's account since the date of the last ownership report filed by the reporting person.
- F2The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.