SEC Form 4 · accession 0001276902-15-000001
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Secor
Officer — Executive Vice President
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | M | 7,500 | $12.22 | A | 12,082 | D | |
| Common Stock | May 21, 2015 | S | 5,400 | $24.28 | D | 6,682 | D | |
| Common Stock | holding | — | — | — | 7,364 | I | By ESOP | |
| Common Stock | holding | — | — | — | 6,648 | I | By SERP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $12.22 | May 21, 2015 | M | 7,500 | D | Jun 18, 2012 | Jun 18, 2017 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The option was granted on 06/18/2007 and vested in five equal installments beginning on the first anniversary of the date of grant.