SEC Form 4 · accession 0001273295-17-000001
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Neff
Officer — Executive Vice President
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2017 | S | 4,799 | $26.75 | D | 147,176 | D | |
| Common Stock | Aug 8, 2017 | M | 4,799 | $13.49 | A | 151,975 | D | |
| Common Stock | holding | — | — | — | 30,038 | I | By SERP | |
| Common Stock | holding | — | — | — | 12,924 | I | By ESOP | |
| Common Stock | holding | — | — | — | 18,417 | I | By Thrift |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $13.49 | Aug 8, 2017 | M | 4,799 | D | Jun 18, 2016 | Jun 18, 2023 | Common Stock | 4,799 | 0 | D |
Explanation of responses
- F1The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.