SEC Form 4 · accession 0001234909-16-000004
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Edwards
Officer — Executive Vice President
Period of report
Dec 6, 2016
Accepted (ET)
Dec 7, 2016 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | S | 11,575 | $25.38 | D | 3,570 | D | |
| Common StockF1 | holding | — | — | — | 15,145 | D | ||
| Common StockF2 | holding | — | — | — | 3,375 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 42,691 | I | By SERP | |
| Common StockF4 | holding | — | — | — | 35,232 | I | By Benefit Plans (ESOP & Thrift) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. Adjusted for 5,048 shares received from 3:2 stock split of 10/31/2016
- F22. Adjusted for 1,125 shares received from 3:2 stock split of 10/31/2016
- F33. Adjusted for 14,230 shares received from 3:2 stock split of 10/31/2016
- F44. Adjusted for 11,744 shares received from 3:2 stock split of 10/31/2016