SEC Form 4 · accession 0001234902-15-000001
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig M Dwight
Officer — Chief Executive Officer · Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2015 | A | 5,040 | $11.73 | A | 121,645 | D | |
| Common Stock | Jun 2, 2015 | S | 5,040 | $24.00 | D | 116,605 | D | |
| Common Stock | Jun 3, 2015 | A | 10,657 | $11.73 | A | 127,262 | D | |
| Common Stock | Jun 3, 2015 | S | 10,657 | $23.95 | D | 116,605 | D | |
| Common Stock | holding | — | — | — | 74,224 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $11.73 | Jun 2, 2015 | M | 5,040 | D | Mar 20, 2015 | Mar 20, 2022 | Common Stock | 5,040 | 0 | D |
| Employee Stock OptionsF1 | $11.73 | Jun 3, 2015 | M | 10,657 | D | Mar 20, 2015 | Mar 20, 2022 | Common Stock | 10,657 | 0 | D |
Explanation of responses
- F1The option was granted 03/20/2012 and vested in three equal installments beginning on the first anniversary of the date of grant.