SEC Form 4/A · accession 0001137692-17-000011
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kathie A DeRuiter
Officer — Executive Vice President
Period of report
Feb 10, 2017
Accepted (ET)
Mar 22, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2017 | S | 735 | $25.52 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 9,936 | I | By SERP | |
| Common StockF3 | holding | — | — | — | 18,805 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 12,140 | I | By Thrift |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted for a 3:2 stock split effective November 14, 2016.
- F2Amended to delete a holdings line duplicating direct holdings prior to the 02/10/2017 transaction.
- F3Adjusted to include shares allocated to the reporting person's account since the date of the last ownership report filed by the reporting person and adjusted for a 3:2 stock split effective November 14, 2016.