SEC Form 4 · accession 0000908834-18-000203
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence E Burnell
Director
Period of report
Dec 26, 2018
Accepted (ET)
Dec 27, 2018 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 9,168 | D | ||
| Common StockF1,F2 | holding | — | — | — | 24,021 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | Dec 26, 2018 | A | 3,727 | A | — | — | Common Stock | 3,727 | 3,727 | D |
Explanation of responses
- F1Adjusted for a 3:2 stock split effective June 2018.
- F2Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.