SEC Form 4/A · accession 0000908834-18-000019
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Craig M Dwight
Officer — Chief Executive Officer · Director
Period of report
Nov 2, 2017
Accepted (ET)
Feb 28, 2018 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2017 | M | 11,779 | $13.49 | A | 161,797 | D | |
| Common Stock | Nov 2, 2017 | S | 11,779 | $27.42 | D | 150,018 | D | |
| Common Stock | Nov 2, 2017 | M | 2,850 | $14.80 | A | 152,868 | D | |
| Common Stock | Nov 2, 2017 | S | 2,850 | $27.42 | D | 150,018 | D | |
| Common Stock | Nov 3, 2017 | M | 736 | $14.80 | A | 150,754 | D | |
| Common Stock | Nov 3, 2017 | S | 736 | $27.38 | D | 150,018 | D | |
| Common Stock | holding | — | — | — | 92,241 | I | By ESOP | |
| Common Stock | holding | — | — | — | 25,403 | I | By Thrift Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount reflects a reduction from the original amount reported in order to eliminate 607 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 607 shares were also included in two Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 607 shares.