SEC Form 4/A · accession 0000908834-18-000017
HORIZON BANCORP INC /IN/ · HBNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James D Neff
Officer — Executive Vice President
Period of report
Aug 8, 2017
Accepted (ET)
Feb 28, 2018 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000706129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2017 | M | 4,799 | $13.49 | A | 151,576 | D | |
| Common Stock | Aug 8, 2017 | S | 4,799 | $26.75 | D | 146,777 | D | |
| Common Stock | holding | — | — | — | 30,038 | I | By SERP | |
| Common Stock | holding | — | — | — | 12,924 | I | By ESOP | |
| Common Stock | holding | — | — | — | 18,417 | I | By Thrift |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount reflects a reduction from the original amount reported in order to eliminate 399 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 399 shares were also included in three Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 399 shares.